WD
WD

William Disisto

28 Years of Experience
Chicago, IL
Broker

William Disisto is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

Loading...

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nuveen Asset Management, LLC
April 2025 - Present · 1 yr 1 mo
Nuveen Securities, LLCBroker
April 2025 - Present · 1 yr 1 mo
Nuveen Securities, LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Allspring Funds Management, LLC
December 2016 - July 2024 · 7 yrs 7 mos
Allspring Funds Distributor, LLCBroker
July 2012 - July 2024 · 12 yrs
Wells Fargo Funds Management, LLC
July 2012 - December 2014 · 2 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.
September 2006 - June 2009 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
April 2006 - June 2009 · 3 yrs 2 mos
Pershing LLCBroker
December 2003 - November 2004 · 11 mos
Lockwood Financial Services, INC.Broker
October 1999 - December 2003 · 4 yrs 2 mos
First Union Brokerage Services, INC.Broker
August 1998 - September 1998 · 1 mo
Waterhouse Securities, INC.Broker
October 1995 - December 1996 · 1 yr 2 mos
Waterhouse Securities, INC.Broker
June 1993 - September 1995 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - October 1992 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Disisto - Financial Advisor | TrueAdvisor