James Gotti is a registered investment advisor at Bofa Securities, INC., based in Chicago, IL, with 35 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
110 N Wacker Dr, Gbam - Global Ficc - Mbam - Public Municipal Mkts, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James serves as a trustee for J C G TTEE U/A DTD 04/26/2004 BY J C G, dedicating minimal time to this role. This activity is not investment-related.
Employment History
Current Registrations
Bofa Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
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Exams
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