Charles Dunn is a registered investment advisor, based in Tucson, AZ, with 33 years of industry experience.
Location
Tucson, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is involved with several non-profit organizations, including Order of Malta Western Association, Kino Border Initiative, St. Francis Shelter, Sacred Heart Church, and Tucson Hope Factory. He also owns rental real estate and Charles R Dunn Investment Advisors, and volunteers for Mathis for State House.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
Southwest Investment Advisors, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Dean Witter Reynolds INC.Broker
R a F Financial CorporationBroker
State Registrations11 states
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