Richard Williams is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - January 2009 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - January 2009 · 3 yrs 9 mos
Wachovia Securities, LLCBroker
October 2000 - May 2005 · 4 yrs 7 mos
First Union Brokerage Services, INC.Broker
March 2000 - October 2000 · 7 mos
Hornor, Townsend & Kent, INC.Broker
July 1999 - November 1999 · 4 mos
Provident Securities & Investment CompanyBroker
April 1998 - March 1999 · 11 mos
Manning & Napier Investor Services, INC.Broker
October 1993 - September 1997 · 3 yrs 11 mos
New England SecuritiesBroker
May 1992 - September 1993 · 1 yr 4 mos
Pruco Securities CorporationBroker
March 1991 - June 1991 · 3 mos
The Prudential Insurance Company of AmericaBroker
March 1991 - June 1991 · 3 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.