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William Sowell

Sowell Management
34 Years of Experience
North Little Rock, AR
2 DisclosuresSells Insurance
View SEC Summary
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William Sowell is a registered investment advisor at Sowell Management, based in North Little Rock, AR, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.

Sowell Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
6,624 clients
Average Client Portfolio
$726K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5320 Northshore Drive, North Little Rock, AR, 72118

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2009
Final
Customer Dispute
September 2000
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an insurance agent. He also operates under the name Sowell Financial Services.

Employment History
Current Registrations
Sowell Management
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - December 2008 · 7 mos
First Advisors, INC.
January 2007 - February 2007 · 1 mo
Sowell Management Services
June 2004 - March 2005 · 9 mos
Ffp Advisory Services INC
July 1995 - January 2007 · 11 yrs 6 mos
Ffp Securities, INC.Broker
July 1995 - May 2008 · 12 yrs 10 mos
American Express Financial Advisors INC.Broker
June 1991 - July 1995 · 4 yrs 1 mo
Ids Life Insurance CompanyBroker
June 1991 - July 1995 · 4 yrs 1 mo
State Registrations2 states
ARTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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