James Clifford is a registered investment advisor, based in Mount Pleasant, SC, with 34 years of industry experience.
Location
3017 Ashburton Way, Mount Pleasant, SC, 29466
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the owner of Atlas Metals and a partner at Clifford Bootes Asset Management, a financial services DBA. He spends about a quarter of his time, including a significant portion during trading hours, on the latter.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Smith Barney Shearson INC.Broker
State Registrations11 states
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