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Gina Stoltz
34 Years of Experience
New Orleans, LA
Broker
Gina Stoltz is a registered investment advisor at Cetera Investment Advisers LLC, based in New Orleans, LA, with 34 years of industry experience. Gina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
701 Poydras Street, New Orleans, LA, 70139
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs
Cetera Investment Services LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Prudential Financial Planning Services
April 2021 - April 2024 · 3 yrs
Pruco Securities, LLC.Broker
April 2021 - April 2024 · 3 yrs
W&s Brokerage Services, INC.Broker
February 2020 - February 2021 · 1 yr
W&s Brokerage Services, INC.
February 2020 - February 2021 · 1 yr
Nylife Securities LLCBroker
October 2019 - December 2019 · 2 mos
Eagle Strategies LLC
December 2010 - February 2020 · 9 yrs 2 mos
Nylife Distributors LLCBroker
April 2010 - October 2019 · 9 yrs 6 mos
Nylife Securities LLCBroker
October 2004 - April 2010 · 5 yrs 6 mos
Hancock Investment Services, INC.Broker
November 1999 - May 2004 · 4 yrs 6 mos
Capital Brokerage CorporationBroker
September 1996 - December 1999 · 3 yrs 3 mos
Tradestar Investments,inc.Broker
March 1996 - September 1996 · 6 mos
Gna Securities, INC.Broker
December 1991 - December 1995 · 4 yrs
Financial Horizons Securities CorporationBroker
March 1991 - December 1991 · 9 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.