JP
JP

John Peluso

32 Years of Experience
Melville, NY
Broker

John Peluso is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

68 S Service Rd, Ste 100, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John has 100% ownership in Lighthouse Advisors Inc., a FINET business located in Melville, NY. This activity is investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
June 2011 - Present · 14 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2011 - Present · 14 yrs 11 mos
Wells Fargo Advisors Financial Network, LLC
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2011 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2011 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
July 2004 - October 2004 · 3 mos
Bny Investment Center INC.Broker
August 2003 - July 2004 · 11 mos
Essex National Securities, INC.Broker
June 1999 - August 2003 · 4 yrs 2 mos
Seligman Advisors, INC.Broker
May 1995 - November 1997 · 2 yrs 6 mos
Josephthal Lyon & Ross IncorporatedBroker
March 1992 - January 1995 · 2 yrs 10 mos
Hibbard Brown & CO., INC.Broker
May 1991 - July 1991 · 2 mos
State Registrations11 states
AZCOCTFLNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.