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Jonathan Mendiola

A.G.P / Alliance Global Partners
35 Years of Experience
Newport Beach, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jonathan Mendiola is a registered investment advisor at A.G.P / Alliance Global Partners, based in Newport Beach, CA, with 35 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1201 Dove Street, Suite 200, Newport Beach, CA, 92660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2012
Judgment / Lien
April 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan provides private Jiu-jitsu lessons, dedicating about 10-20% of his time to this activity. He also rents out a personal RV, requiring a few hours per week.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
March 2013 - Present · 13 yrs 7 mos
A.G.P. / Alliance Global PartnersBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
C.K. Cooper & Company, INC.Broker
March 2003 - March 2013 · 10 yrs
The Seidler Companies IncorporatedBroker
January 2001 - March 2003 · 2 yrs 2 mos
Hagerty, Stewart & Associates, INC.Broker
November 1999 - January 2001 · 1 yr 2 mos
J.B. Oxford & CompanyBroker
November 1994 - November 1999 · 5 yrs
Securities America, INC.Broker
May 1994 - November 1994 · 6 mos
Cruttenden & CO., INC.Broker
April 1992 - May 1994 · 2 yrs 1 mo
Chatfield Dean & CO., INC.Broker
May 1991 - April 1992 · 11 mos
State Registrations12 states
AZCAFLILMAMDMNNVNYPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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