James Petkoson
James Petkoson is a registered investment advisor at Calton & Associates, INC., based in Clearwater, FL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2240 Belleair Rd, Suite 180B, Clearwater, FL, 33764
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Regulatory History (1)
Customer Dispute
May 2018Other Business Activities
James owns residential rental property and dedicates minimal time to it. He is also an officer of Financial World Investments Inc. and TJ Clearwater Corporation, but spends no time on these activities.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Wachovia Securities Financial Network, INC.
Wachovia Securities Financial Network, INC.Broker
Jwgenesis Financial Group, INCBroker
Chatfield Dean & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.