James Petkoson
James Petkoson is a registered investment advisor at Calton & Associates, INC., based in Clearwater, FL, with 35 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
2240 Belleair Rd, Suite 180B, Clearwater, FL, 33764
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2026Customer Dispute
May 2018Other Business Activities
James owns residential rental property and dedicates minimal time to it. He is also an officer of Financial World Investments Inc. and TJ Clearwater Corporation, but spends no time on these activities.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Wachovia Securities Financial Network, INC.
Wachovia Securities Financial Network, INC.Broker
Jwgenesis Financial Group, INCBroker
Chatfield Dean & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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