Arturo Tabuenca is a registered investment advisor, based in Santa Barbara, CA, with 34 years of industry experience.
Location
1117 State St. #85, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arturo is an Investment Advisor Representative and President of Blue Marble Investments, spending about half his time servicing clients and managing portfolios. He is also a licensed insurance agent and registered securities representative of Purshe Kaplan Sterling Investments, spending minimal time on these activities, primarily for client requests or products outside Blue Marble's scope.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Blue Marble Investments
Previous Registrations
Sorrento Pacific Financial, LLCBroker
Blue Marble Investments
Partnervest Securities, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Great American Securities INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.