Dwight Oliver is a registered investment advisor, based in Tyler, TX, with 34 years of industry experience.
Location
210 S Broadway, St 210, Tyler, TX, 75702
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwight is an agent/broker for fixed insurance sales since 1996. He dedicates minimal time to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.Broker
August 1996 - August 2023 · 27 yrs
Securian Financial Services, INC.
August 1996 - August 2023 · 27 yrs
New England SecuritiesBroker
June 1991 - August 1996 · 5 yrs 2 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.