Yu-Lung Tsao
Yu-Lung Tsao is a registered investment advisor at Griffinest Asia Asset Management, LLC, based in Pasadena, CA, with 24 years of industry experience. Yu-Lung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 9 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
301 N. Lake Ave.,, Suite 110, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Yu-Lung is a foreign associate of Griffinest Asia Securities, LLC, spending nearly full-time on this activity. He is also the managing member of RichFun Management LLC, which is the General Partner and Investment Manager of RichFun Portfolio LP, dedicating about 10-20% of his time to this role during securities hours.
Employment History
Current Registrations
Griffinest Asia Asset Management, LLC
Griffinest Asia Securities, LLC
Griffinest Asia Securities, LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Prudential Equity Group, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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