Yu-Lung Tsao
Yu-Lung Tsao is a registered investment advisor at Griffinest Asia Asset Management, LLC, based in Taipei City, with 25 years of industry experience. Yu-Lung is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 11 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees for amounts over $10 million are negotiable. The firm also offers an Investment Advisor Service schedule at 0.10% for $1 to $3M and 0.05% for amounts above $3M. Certain qualified clients may pay performance fees between 12% and 20%.
Fee Estimator
Location
Taipei City
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Yu-Lung is a foreign associate of Griffinest Asia Securities, LLC, spending nearly full-time on this activity. He is also the managing member of RichFun Management LLC, which is the General Partner and Investment Manager of RichFun Portfolio LP, dedicating about 10-20% of his time to this role during securities hours.
Employment History
Current Registrations
Griffinest Asia Asset Management, LLC
Griffinest Asia Securities, LLC
Griffinest Asia Securities, LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Prudential Equity Group, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Xinyi Wang, CFAGriffinest Asia Asset Management, LLC