James Cleary
James Cleary is a ChFC-designated registered investment advisor at M Holdings Securities, INC., based in Littleton, CO, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
13986 W. Bowles Avenue, Suite 200, Littleton, CO, 80127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including serving on the board of directors for Leadership Program of the Rockies and Elevate USA, and managing member of LJ5 RE Partners, LLC and LJ5 Partners, LLC. He is also the President & CEO of Bridge Financial Group, LLC, a life insurance firm, taking nearly full-time hours, and co-executor/co-trustee for the Carl Wormwood Estate/Revocable Trust.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Financial Designs LTD.
Multi-Financial Securities CorporationBroker
Mutual Service CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.