AC
CFA
AC
CFA

Anthony Cook

25 Years of Experience
Westfield, NJ
Broker

Anthony Cook is a CFA-designated registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Westfield, NJ, with 25 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Westfield, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony occasionally sings in church as a baritone soloist and is compensated for this service. This occurs only two to three Sundays per year and requires minimal time.

Employment History
Current Registrations
Sanford C. Bernstein & CO., LLC
January 2014 - Present · 12 yrs 4 mos
Alliancebernstein L.P.
January 2014 - Present · 12 yrs 4 mos
Sanford C. Bernstein & CO., LLCBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Imst Distributors, LLCBroker
January 2013 - December 2013 · 11 mos
Grand Distribution Services, LLCBroker
January 2011 - December 2012 · 1 yr 11 mos
W.P. Stewart & CO., LTD.
December 2006 - December 2014 · 8 yrs
W. P. Stewart Securities LLCBroker
April 2002 - December 2010 · 8 yrs 8 mos
Brown Brothers Harriman & CO.Broker
October 2000 - April 2002 · 1 yr 6 mos
State Registrations32 states
AKALARAZCACOCTDCDEFLGAILINMAMDMEMINCNHNJNMNYOHORPARISCSDTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.