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Philip Zanone

B. Riley Wealth Private Shares
35 Years of Experience
Memphis, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Philip Zanone is a registered investment advisor at B. Riley Wealth Private Shares, based in Memphis, TN, with 35 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments. Their firm serves 8 clients with $48M in assets under management.

B. Riley Wealth Private Shares
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$47.6M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6000 Poplar Ave, Suite 201, Memphis, TN, 38119

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History

Regulatory History (1)
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Regulatory
May 2004
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Philip is a board member and officer of B. Riley Wealth Management Holdings, Inc. He also serves on the board of directors for INSBANK and Gulf States Holdings, a homeowners insurance company, and is a manager for family-owned real estate and farmland holding companies.

Employment History
Current Registrations
B. Riley Wealth Private Shares
April 2023 - Present · 3 yrs 6 mos
B. Riley Wealth Advisors, INC.
July 2022 - Present · 4 yrs 3 mos
B. Riley Wealth ManagementBroker
April 1997 - Present · 29 yrs 6 mos
Previous Registrations
National Securities CorporationBroker
March 2021 - July 2022 · 1 yr 4 mos
B Riley Wealth Management
March 2004 - December 2022 · 18 yrs 9 mos
Wunderlich Securities, INC.
June 2001 - October 2003 · 2 yrs 4 mos
Morgan Keegan & Company, INC.Broker
June 1991 - April 1997 · 5 yrs 10 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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