Philip Zanone

34 Years of Experience

1 DisclosureBrokerSells Insurance

Philip Zanone is a registered investment advisor at B. Riley Wealth Private Shares, based in Memphis, TN, with 34 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 9 clients with $41M in assets under management.

B. Riley Wealth Private Shares

Compensation

Fee-Only (% of Portfolio)

Firm Size

3 advisors

IM Fee

Planning only

Assets Under Management

$41.4M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6000 Poplar Ave, Suite 201, Memphis, TN, 38119

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History

Regulatory History (1)

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Regulatory

May 2004

Final

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Other Business ActivitiesSells Insurance

Philip is a board member and officer of B. Riley Wealth Management Holdings, Inc. He also serves on the board of directors for INSBANK and Gulf States Holdings, a homeowners insurance company, and is a manager for family-owned real estate and farmland holding companies.

Employment History

Current Registrations

B. Riley Wealth Private Shares

April 2023 - Present · 3 yrs

B. Riley Wealth Advisors, INC.

July 2022 - Present · 3 yrs 9 mos

B. Riley Wealth ManagementBroker

April 1997 - Present · 29 yrs

Previous Registrations

National Securities CorporationBroker

March 2021 - July 2022 · 1 yr 4 mos

B Riley Wealth Management

March 2004 - December 2022 · 18 yrs 9 mos

Wunderlich Securities, INC.

June 2001 - October 2003 · 2 yrs 4 mos

Morgan Keegan & Company, INC.Broker

June 1991 - April 1997 · 5 yrs 10 mos

State Registrations43 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.