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Scott Miller

34 Years of Experience
Southlake, TX
Broker

Scott Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Southlake, TX, with 34 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2840 W Southlake Blvd, Ste 120, Southlake, TX, 76092-6767

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott owns a business at 202 Mineral Springs Dr. in Keller, TX since 2018, and is also involved with Pathsage LLC in Austin, TX since 2017. Both activities take minimal time and are not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 1991 - Present · 34 yrs 11 mos
Ameriprise Financial Services, LLC
September 1991 - Present · 35 yrs
Ameriprise Financial Services, LLCBroker
September 1991 - Present · 35 yrs
Previous Registrations
Securities America, INC.Broker
June 2009 - November 2010 · 1 yr 5 mos
Ids Life Insurance CompanyBroker
September 1991 - July 2006 · 14 yrs 10 mos
State Registrations10 states
ARCAGAIALAMONCNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Miller - Financial Advisor | TrueAdvisor