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Todd Andrew Stepke

33 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
172 clients
Average Client Portfolio
$208K average
Assets Under Management
$35.8M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3M+1.00%

Fees are negotiable for amounts over $3,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9500 Brooktree Road, Suite 102, Wexford, PA, 15090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Todd has several business activities, including a shell account for tax reporting, tax preparation/accounting/bookkeeping (about 10-20% of his time), and serving as a BD Registered Rep with LPL Financial (full-time). He also provides investment advisory services through Key Wealth Management Inc, dedicating about a quarter of his time.

Employment History
Current Registrations
Key Wealth Management, INC.
February 2022 - Present · 4 yrs
LPL Financial LLCBroker
January 2004 - Present · 22 yrs 1 mo
Previous Registrations
LPL Financial LLC
January 2012 - April 2022 · 10 yrs 3 mos
New England SecuritiesBroker
June 1996 - February 2004 · 7 yrs 8 mos
H.D. Vest Investment Securities, INC.Broker
March 1993 - June 1996 · 3 yrs 3 mos
Pruco Securities CorporationBroker
September 1991 - December 1992 · 1 yr 3 mos
The Prudential Insurance Company of AmericaBroker
September 1991 - December 1992 · 1 yr 3 mos
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Todd Andrew Stepke - Financial Advisor | TrueAdvisor