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Michael Mccaffrey

34 Years of Experience
East Hanover, NJ
Broker

Michael Mccaffrey is a registered investment advisor at Park Avenue Securities LLC, based in East Hanover, NJ, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

East Hanover, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
January 2003 - Present · 23 yrs 4 mos
Park Avenue Securities LLC
May 1999 - Present · 27 yrs
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs
Previous Registrations
International Planning Alliance, LLC
July 2003 - December 2011 · 8 yrs 5 mos
Guardian Investor Services CorporationBroker
April 1991 - May 1999 · 8 yrs 1 mo
State Registrations3 states
NJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.