James Sampair is a registered investment advisor at LPL Financial LLC, based in Apple Valley, MN, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7300 147th Street W Ste 209, Apple Valley, MN, 55124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is involved in several business activities, including tax preparation/accounting through Accurant, LLC, a business entity for tax/CPA purposes (Sampair CPA), and DBAs for his LPL business (Investment Advisors, Inc. and Sampair Wealth Management), dedicating full-time hours to the LPL activities. He also works as a notary, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Hd Vest Investment ServicesBroker
H.D. Vest Advisory Services, INC
Stevens Foster Financial Advisors
Morgan Stanley
Morgan StanleyBroker
Capstone InvestmentsBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Miller Johnson Steichen Kinnard, INC.Broker
Dougherty & Company LLCBroker
Miller Johnson Steichen Kinnard, INC.Broker
John G. Kinnard and Company, IncorporatedBroker
Dougherty Dawkins, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.