SJ
SJ

Scott Johnson

34 Years of Experience
Gatesville, TX
1 DisclosureBroker

Scott Johnson is a registered investment advisor at Independent Financial Group, LLC, based in Gatesville, TX, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

Gatesville, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
Other Business Activities

Scott is an officer/director for the Boys & Girls Club of Gatesville, dedicating minimal time. He also owns rental real estate property since 1998, spending minimal time on it.

Employment History
Current Registrations
Independent Financial Group, LLC
July 2019 - Present · 6 yrs 10 mos
Independent Financial Group, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Independent Financial Group, LLC
July 2019 - July 2019 · 0 mos
Edward Jones
February 2007 - June 2019 · 12 yrs 4 mos
Edward JonesBroker
April 1991 - June 2019 · 28 yrs 2 mos
State Registrations3 states
KSNDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.