Steven Sandberg
Steven Sandberg is a registered investment advisor at Integrity Alliance, LLC, based in Weston, FL, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
1398 SW 160th Av Ste 503, Weston, FL, 33326
Get directionsHistory
Regulatory History (2)
Financial
February 2019Regulatory
December 2008Other Business ActivitiesSells Insurance
Steven is the Owner/President of Paloma Insurance & Financial Services, LLC, dedicating about 10-20% of his time to sales, marketing, and administrative activities. He also serves as VP of Relationship Management at Legend Financial Marketing Services, a full-time commitment.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Cpr Investments INC
Isc Advisors, INC.
Institutional Securities CorporationBroker
Onpointe Advisory and Financial Services, LLC
High Street Asset Management, LLC
Calton & Associates, INC.Broker
High Street Securities, INC.Broker
Onpointe Advisory and Financial Services, LLC
Gwn Securities INC.
Gwn Securities INC.Broker
Gwn Securities INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Legacy Financial Services, INC.Broker
Wma Securities, INC.Broker
Pavek Investments INC.Broker
Corporate Securities Group, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.