Alan Bates
Alan Bates is a registered investment advisor at Hamilton-Bates Investment Research, INC., based in Newtown Square, PA, with 26 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 254 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hamilton-Bates Investment Research offers two types of investment management services, each with its own fee schedule:
Individual Portfolio Management:
- Under $250,000: 2.00% per year
- $250,001-$500,000: 1.50% per year
- $500,000-$999,999: 1.25% per year
- $1,000,000 and over: 1.00% per year
Model Portfolio Management:
- Under $250,000: 1.75% per year
- $250,001-$500,000: 1.50% per year
- $500,000-$999,999: 1.25% per year
- $1,000,000 and over: 1.00% per year
The fees are calculated quarterly and paid in advance.
Location
4 St. Albans Avenue, 2nd Floor, Newtown Square, PA, 19073
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hamilton-Bates Investment Research, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.