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CFP
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CFP

Gregory Brown

Focus Financial
35 Years of Experience
Wausau, WI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Brown is a CFP-designated registered investment advisor at Focus Financial, based in Wausau, WI, with 35 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 13,684 clients with $6.8B in assets under management.

Focus Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
13,684 clients
Average Client Portfolio
$499K average
Assets Under Management
$6.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Advisors may use flat fee percentages, fixed dollar fees, linear schedules, or tiered schedules. Fees are negotiable and depend on the account size, complexity, and investment types. Maximum stated rate for general tiers is typically up to 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3530 Stewart Avenue, Wausau, WI, 54401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is a financial advisor at Focus Financial Network, dedicating about half his time to comprehensive investment and financial consulting. He also has ownership or membership roles in several LLCs and partnerships related to real estate, tax preparation, and wealth management, and spends a few hours per week as an insurance agent.

Employment History
Current Registrations
Focus Financial
February 2011 - Present · 15 yrs 8 mos
Osaic Wealth, INC.Broker
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
Equity Design Advisors, LLC
September 2009 - March 2011 · 1 yr 6 mos
Bradleywhalen Financial Services, INC.
November 2004 - February 2011 · 6 yrs 3 mos
The O.N. Equity Sales CompanyBroker
September 2004 - February 2011 · 6 yrs 5 mos
M&i Brokerage Services, INC.Broker
June 1996 - August 2004 · 8 yrs 2 mos
Eq Financial Consultants, INC.Broker
April 1991 - June 1996 · 5 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1991 - June 1996 · 5 yrs 2 mos
State Registrations10 states
IAILKSMNOHOKPATXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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