TrueAdvisor
TrueAdvisor
NW
ChFC
NW
ChFC

Nathan Walters

Commonwealth Financial Network
35 Years of Experience
Poulsbo, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Nathan Walters is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Poulsbo, WA, with 35 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Poulsbo, WA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nathan owns Walters Wealth Management, LLC, a private entity for securities, advisory, and insurance business, dedicating all of his time during business hours. He also sells fixed insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Commonwealth Financial Network
January 2024 - Present · 2 yrs 9 mos
Commonwealth Financial NetworkBroker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
LPL Financial LLC
October 2018 - January 2024 · 5 yrs 3 mos
LPL Financial LLCBroker
October 2018 - January 2024 · 5 yrs 3 mos
Principal Securities, INC.
October 2009 - October 2018 · 9 yrs
Principal Securities, INC.Broker
October 2009 - October 2018 · 9 yrs
Prudential Financial Planning Services
February 2001 - October 2009 · 8 yrs 8 mos
Pruco Securities, LLC.Broker
September 2000 - October 2009 · 9 yrs 1 mo
Hornor, Townsend & Kent, INC.Broker
September 1997 - September 2000 · 3 yrs
Princor Financial Services CorporationBroker
October 1996 - September 1997 · 11 mos
Pruco Securities CorporationBroker
April 1991 - August 1996 · 5 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - December 1993 · 2 yrs 8 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Poulsbo, WA →All financial advisors in Washington →