Todd Brauer is a registered investment advisor at Neuberger Berman Bd LLC, based in Atlanta, GA, with 33 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
3414 Peachtree Road N.E., Suite 225, Atlanta, GA, 30326
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2014 - Present · 12 yrs 2 mos
Neuberger Berman Bd LLC
March 2014 - Present · 12 yrs 2 mos
Neuberger Berman Bd LLCBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Manulife Asset Management (US) LLC
January 2006 - February 2014 · 8 yrs 1 mo
John Hancock Advisers, LLC
January 2006 - December 2010 · 4 yrs 11 mos
John Hancock Funds, LLCBroker
December 2005 - February 2014 · 8 yrs 2 mos
At Investor Services, INC.Broker
July 2005 - November 2005 · 4 mos
Amvescap Services, INC.Broker
June 1999 - July 2005 · 6 yrs 1 mo
Putnam Mutual Funds CORP.Broker
August 1991 - August 1998 · 7 yrs
State Registrations4 states
ALGANYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.