RM
RM
Richard Murnick
34 Years of Experience
Caldwell, NJ
1 DisclosureBrokerSells Insurance
Richard Murnick is a registered investment advisor at Cetera Investment Advisers LLC, based in Caldwell, NJ, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
333 Bloomfield Ave Suite 202, Caldwell, NJ, 07006
Get directionsHistory
Regulatory History (1)
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Regulatory
August 1997Final
Other Business ActivitiesSells Insurance
Richard operates Murnick Financial Group and Athlete Advisory Services as DBAs, offering financial services and insurance sales. He dedicates full-time hours to Murnick Financial Group as President/CEO.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital CORP.Broker
May 2005 - October 2016 · 11 yrs 5 mos
Investors Capital Advisory
May 2005 - October 2016 · 11 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2002 - June 2005 · 2 yrs 8 mos
National Planning CorporationBroker
August 2002 - June 2005 · 2 yrs 10 mos
Ryan, Beck & CO., LLC.
July 2002 - August 2002 · 1 mo
Ryan, Beck & CO., LLC.Broker
April 2002 - August 2002 · 4 mos
Gruntal & CO., L.L.C.Broker
July 1999 - May 2002 · 2 yrs 10 mos
Cibc World MarketsBroker
November 1996 - July 1999 · 2 yrs 8 mos
Gkn Securities CORP.Broker
July 1994 - June 1997 · 2 yrs 11 mos
Smith Barney INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
Chatfield Dean & CO., INC.Broker
April 1991 - August 1992 · 1 yr 4 mos
State Registrations28 states
AZCACOCTDEFLGAKYMAMDMNMTNCNHNJNMNVNYOHOKORPARISCSDTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.