KG
KG
Keith Garland
34 Years of Experience
Middletown, DE
5 DisclosuresBroker
Keith Garland is a registered investment advisor at Wells Fargo Advisors, based in Middletown, DE, with 34 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
310 Dove Run Center Blvd, Middletown, DE, 19709
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021Settled
Customer Dispute
July 2010Denied
Customer Dispute
July 2005Settled
Customer Dispute
May 2003Settled
Customer Dispute
September 2002Settled
Employment History
Current Registrations
Wells Fargo Advisors
September 2009 - Present · 16 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Suntrust Investment Services, INC.
July 2008 - September 2009 · 1 yr 2 mos
Suntrust Investment Services, INC.Broker
September 2006 - September 2009 · 3 yrs
Cadaret, Grant & CO., INC.Broker
December 2005 - September 2006 · 9 mos
Invest Financial CorporationBroker
May 2003 - October 2005 · 2 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - May 2003 · 11 mos
PNC Brokerage CORPBroker
April 1994 - June 2002 · 8 yrs 2 mos
PNC Brokerage CORPBroker
March 1994 - March 1994 · 0 mos
Gna Securities, INC.Broker
November 1993 - March 1994 · 4 mos
Pruco Securities CorporationBroker
April 1991 - November 1993 · 2 yrs 7 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - November 1993 · 2 yrs 7 mos
State Registrations28 states
AZCACOCTDCDEFLGAIDILKSKYLAMAMDMIMTNCNHNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.