MH
MH

Michael Handzo

34 Years of Experience
Totowa, NJ
1 DisclosureBroker

Michael Handzo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Totowa, NJ, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

999 Riverview Dr Ste 201, Totowa, NJ, 07512

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 1994
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Previous Registrations
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Rsm Mcgladrey, INC.
November 2002 - July 2003 · 8 mos
Ameriprise Advisor Services, INC.Broker
November 1994 - October 2009 · 14 yrs 11 mos
Rickel & Associates, INC.Broker
July 1994 - September 1994 · 2 mos
Nori, Hennion, Walsh, INC.Broker
January 1993 - August 1994 · 1 yr 7 mos
Reich & CO., INC.Broker
July 1992 - March 1993 · 8 mos
Thomas James Associates, INC.Broker
April 1992 - July 1992 · 3 mos
South Richmond Securities, INC.Broker
October 1991 - April 1992 · 6 mos
State Registrations20 states
AZCADEFLGAMAMDMIMNNCNHNJNYOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Handzo - Financial Advisor | TrueAdvisor