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Elise Lam

18 Years of Experience
St. Louis, MO
Broker

Elise Lam is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
December 2024 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLC
November 2024 - Present · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2024 - Present · 1 yr 6 mos
Wells Fargo Advisors
October 2017 - Present · 8 yrs 7 mos
Wells Fargo Clearing Services, LLC
August 2017 - Present · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Chase Investment Services CORP.
December 2010 - March 2011 · 3 mos
Chase Investment Services CORP.Broker
December 2010 - March 2011 · 3 mos
AXA Advisors, LLC
June 2009 - August 2010 · 1 yr 2 mos
AXA Advisors, LLCBroker
April 2009 - August 2010 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
May 1991 - February 2000 · 8 yrs 9 mos
American Express Financial Advisors INC.Broker
May 1991 - February 2000 · 8 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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