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Danny Mica

35 Years of Experience
Buffalo Grove, IL
1 DisclosureBrokerSells Insurance

Danny Mica is a registered investment advisor at MML Investors Services, LLC, based in Buffalo Grove, IL, with 35 years of industry experience. Danny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2150 E Lake Cook Road, Suite 555, Buffalo Grove, IL, 60089

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Denied
Other Business ActivitiesSells Insurance

Danny is involved with Comprehensive Financial Concepts, LLC as a sales representative for a non-MMLIA insurance brokerage, spending minimal time on it. He also works as an agent for Danny Conti Mica, focusing on trails from MetLife fixed products, dedicating about a quarter of his time.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
March 1998 - March 2017 · 19 yrs
Msi Financial Services, INC.Broker
May 1991 - March 2017 · 25 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1991 - July 2007 · 16 yrs 2 mos
State Registrations5 states
CAFLILNMNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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