Kenneth Smith
Kenneth Smith is a registered investment advisor at LPL Financial LLC, based in Hagerstown, MD, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1825 Howell Rd Ste 5, Hagerstown, MD, 21740-6612
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Customer Dispute
February 2004Other Business Activities
Kenneth operates Sterling Financial Management as a DBA for his LPL business, dedicating nearly full-time hours. He also operates Woodsboro Financial Services and BCT Investments as DBAs for his LPL business, spending about 10-20% of his time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Santander Securities
Santander Securities LLCBroker
LPL Financial LLCBroker
Ifmg Securities, INC.Broker
Aig Financial Advisors, INC.Broker
Sentra Securities CorporationBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Baraban Securities, INC.Broker
Tamaron Investments, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.