William Soltis
William Soltis is a registered investment advisor at Wells Fargo Advisors, based in West Bend, WI, with 35 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
120 N Main St, Ste 250, West Bend, WI, 53095
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2003Customer Dispute
September 2002Customer Dispute
January 2000Customer Dispute
December 1997Other Business Activities
William is a bass player in a band, owns AST Partners LLC, has partial ownership in VanSolten LLC and The IRA Group LLC. He dedicates full-time hours to VanSolten LLC, minimal time to The IRA Group LLC, and no time to AST Partners LLC.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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