JM
JM

John Miller

28 Years of Experience
Dallas, TX
BrokerSells Insurance

John Miller is a registered investment advisor, based in Dallas, TX, with 28 years of industry experience.

Location

12400 Coit Road, Suite 700, Dallas, TX, 75251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

John is the President of King Tide Retirement, selling annuities and life insurance since 1995, dedicating about 10-20% of his time. He also works as an Investment Advisor Representative for Level Four Advisory Services since 2022, spending nearly full-time hours on advisory activities.

Employment History
Current Registrations
Level Four Financial, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Level Four Advisory Services
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Mid-Atlantic Securities, INC.
June 2007 - October 2022 · 15 yrs 4 mos
Mid-Atlantic Securities, INC.Broker
September 2002 - October 2022 · 20 yrs 1 mo
Raymond James Financial Services
March 1999 - September 2002 · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 1999 - September 2002 · 3 yrs 8 mos
Robert Thomas Securities, INCBroker
October 1997 - January 1999 · 1 yr 3 mos
Mid-Atlantic Securities, INC.Broker
September 1997 - October 1997 · 1 mo
State Registrations5 states
FLNCNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.