Kenneth Freseman
Kenneth Freseman is a registered investment advisor at Sgl Investment Advisors, INC., based in Missoula, MT, with 56 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 734 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SGL Investment Advisors (SGLIA) offers investment management services through different portfolio types, each with its own fee structure. The annual fee covers both internal management and advisory services, charged quarterly in advance. Fees vary depending on the portfolio type and the amount you invest.
Private Client Portfolios:
- Designed for growth, total return, or capital preservation.
- Example: If you invest $250,000, your annual fee would be 1.5%.
Strategic Income Portfolio:
- Designed for income-focused investors.
- Example: If you invest $250,000, your annual fee would be 0.75%.
Non-Profit Portfolios:
- Designed for non-profit organizations.
- Example: If you invest $250,000, your annual fee would be 1%.
Managed ETF Portfolios:
- Designed for turn-key investors.
- Example: If you invest $5,000, your annual fee would be 1%.
Fees are negotiable for larger portfolios. The Managed ETF Portfolios invest in ETFs, which have their own costs factored into the investment.
Location
283 West Front Suite 302, Suite 302, Missoula, MT, 59802-4328
Get directionsHistory
Regulatory History (2)
Regulatory
October 2015Employment Separation After Allegations
August 2014Other Business Activities
Kenneth is an Investment Advisor Representative with SGL Investment Advisor since 2014, spending about 10-20% of his time as a relationship manager and receiving a percentage of fees for referrals.
Employment History
Current Registrations
Sgl Investment Advisors, INC.
S.G. Long & Company
S.G. Long & CompanyBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
Harris Gary & Frederick INCBroker
Shearson, Hammill & CO., IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.