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Kenneth Freseman

Sgl Investment Advisors, INC.
57 Years of Experience
Missoula, MT
2 DisclosuresBroker
View SEC Summary
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Kenneth Freseman is a registered investment advisor at Sgl Investment Advisors, INC., based in Missoula, MT, with 57 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, High Net Worth, Investment Management, Retirement Planning, and 2 more. Their firm serves 883 clients with $440M in assets under management.

Sgl Investment Advisors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
883 clients
Average Client Portfolio
$499K average
Assets Under Management
$440.3M

Fee Structure

Minimum Investment:$7.5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.45%
$1.0M - $1.5M1.40%
$1.5M - $2.0M1.35%
$2.0M - $2.5M1.30%
$2.5M - $5.0M1.25%
$5.0M - $7.5M1.20%
$7.5M+1.20%

Rates reflect combined management and advisory fees for Private Client Portfolios. Other programs have separate schedules: Strategic Income maxes at 0.75% and Managed ETF Portfolios maxes at 1.00%. Eligible military and veteran clients receive a 10% discount on standard advisory fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

283 West Front Suite 302, Suite 302, Missoula, MT, 59802-4328

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2015
Final
Employment Separation After Allegations
August 2014
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is an Investment Advisor Representative with SGL Investment Advisor since 2014, spending about 10-20% of his time as a relationship manager and receiving a percentage of fees for referrals.

Employment History
Current Registrations
Sgl Investment Advisors, INC.
January 2021 - Present · 5 yrs 9 mos
S.G. Long & Company
January 2018 - Present · 8 yrs 9 mos
S.G. Long & CompanyBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
May 2009 - September 2014 · 5 yrs 4 mos
RBC Capital Markets, LLCBroker
May 2009 - September 2014 · 5 yrs 4 mos
Wachovia Securities, LLC
January 2008 - May 2009 · 1 yr 4 mos
Wachovia Securities, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
December 2006 - January 2008 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
March 1994 - January 2008 · 13 yrs 10 mos
Prudential Securities IncorporatedBroker
January 1988 - March 1994 · 6 yrs 2 mos
E. F. Hutton & Company INCBroker
June 1975 - January 1988 · 12 yrs 7 mos
Harris Gary & Frederick INCBroker
January 1974 - July 1975 · 1 yr 6 mos
Shearson, Hammill & CO., IncorporatedBroker
June 1969 - March 1974 · 4 yrs 9 mos
State Registrations4 states
CAMNMTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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