Thomas Carstens
Thomas Carstens is a ChFC-designated registered investment advisor at Pelion Investment Advisors, INC., based in Tampa, FL, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $1000K | 0.80% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $4.0M | 0.50% |
| $4.0M - $5.0M | 0.40% |
| $5M+ | 0.20% |
Fee may be negotiable depending on individual client relationships.
Fee Estimator
Location
2915 N. Boulevard, Suite A, Tampa, FL, 33602
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2022Customer Dispute
February 2017Customer Dispute
January 2014Customer Dispute
November 2013Customer Dispute
May 2004Other Business Activities
Thomas is affiliated with First Liberties Financial, the broker-dealer that sponsors his investment advisor representative licenses.
Employment History
Current Registrations
Pelion Investment Advisors, INC.
First Liberties Financial
First Liberties FinancialBroker
Previous Registrations
Lenox Advisors, INC.
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.