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Gene Fritzsche

32 Years of Experience
Mayfield, OH
1 DisclosureBroker

Gene Fritzsche is a registered investment advisor at Cetera Investment Advisers LLC, based in Mayfield, OH, with 32 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5885 Landerbrook Dr., #304, Mayfield, OH, 44124

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History

Regulatory History (1)
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Judgment / Lien
September 2024
Other Business Activities

Gene owns SafePet Containment Systems, dedicating a few hours per week to installing and selling dog containment systems since 1998. He also provides vitamins to individuals through Usana Health Science and works as a financial advisor/owner at Horizon Monetary Management, devoting full-time hours to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
July 2022 - July 2025 · 3 yrs
B. Riley Wealth ManagementBroker
March 2007 - July 2025 · 18 yrs 4 mos
B Riley Wealth Management
March 2007 - December 2022 · 15 yrs 9 mos
Capital Securities of America, INC.
December 2005 - March 2007 · 1 yr 3 mos
Capital Securities of America, INC.Broker
November 2005 - March 2007 · 1 yr 4 mos
Advest, INC.
November 1999 - December 2005 · 6 yrs 1 mo
Advest, INC.Broker
April 1999 - December 2005 · 6 yrs 8 mos
Prudential Securities IncorporatedBroker
November 1995 - May 1999 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - November 1995 · 2 yrs 2 mos
State Registrations4 states
FLOHPASC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.