Gene Fritzsche
Gene Fritzsche is a registered investment advisor at Cetera Investment Advisers LLC, based in Mayfield, OH, with 33 years of industry experience. Gene is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5885 Landerbrook Dr., #304, Mayfield, OH, 44124
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2024Other Business Activities
Gene owns SafePet Containment Systems, dedicating a few hours per week to installing and selling dog containment systems since 1998. He also provides vitamins to individuals through Usana Health Science and works as a financial advisor/owner at Horizon Monetary Management, devoting full-time hours to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
B Riley Wealth Management
Capital Securities of America, INC.
Capital Securities of America, INC.Broker
Advest, INC.
Advest, INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gregory Berlin, CFPCetera Investment Advisers LLC
- Daniela Truver, CFPSequoia Financial Group, L.L.C.