LM
CFP
LM
CFP
Lysandra Maxim
26 Years of Experience
New York, NY
Broker
Lysandra Maxim is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 26 years of industry experience. Lysandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Financial Specialists LLCBroker
March 2023 - Present · 3 yrs 2 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Advisors LLCBroker
April 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2021 - June 2023 · 2 yrs 2 mos
Janney Montgomery Scott LLC
April 2018 - March 2021 · 2 yrs 11 mos
Janney Montgomery Scott LLCBroker
February 2018 - March 2021 · 3 yrs 1 mo
Prudential Investment Management Services LLCBroker
January 2009 - March 2016 · 7 yrs 2 mos
AXA Advisors, LLCBroker
July 2007 - August 2007 · 1 mo
Raymond James Financial Services, INC.Broker
October 2006 - November 2006 · 1 mo
Hsbc Securities (USA) INC.
July 2006 - September 2006 · 2 mos
Hsbc Securities (USA) INC.Broker
January 2005 - September 2006 · 1 yr 8 mos
Hsbc Brokerage (USA) INC.Broker
October 2004 - January 2005 · 3 mos
Chase Investment Services CORP.
May 2003 - October 2004 · 1 yr 5 mos
Chase Investment Services CORP.Broker
April 2003 - October 2004 · 1 yr 6 mos
Wm Financial Services, INC.Broker
May 2002 - March 2003 · 10 mos
Dime Securities, INC.Broker
November 2001 - May 2002 · 6 mos
AXA Advisors, LLCBroker
April 2001 - October 2001 · 6 mos
Quick & Reilly, INC.Broker
July 1998 - April 2001 · 2 yrs 9 mos
Suretrade INC.Broker
April 1998 - July 1998 · 3 mos
Muriel Siebert & CO., INC.Broker
July 1995 - June 1996 · 11 mos
Gruntal & CO. IncorporatedBroker
July 1992 - August 1993 · 1 yr 1 mo
Lehman Brothers INC.Broker
November 1991 - August 1992 · 9 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.