JH
JH

Joanna Horton

30 Years of Experience
Miami, FL
Broker

Joanna Horton is a registered investment advisor, based in Miami, FL, with 30 years of industry experience.

Location

1450 Brickell Avenue, Suite 2610, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joanna is an adjunct professor at Dallas Baptist University, teaching business classes, dedicating about 10-20% of her time. She is also the founder of JH Wealth Management LLC, created for future partner compensation, but has no daily responsibilities related to it.

Employment History
Current Registrations
Sanctuary Advisors, LLC
June 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.Broker
June 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2020 - June 2021 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - February 2020 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - February 2020 · 3 yrs 7 mos
Capital Institutional Services, INC.Broker
November 1993 - May 2015 · 21 yrs 6 mos
State Registrations25 states
ALARAZCACOFLGAHIIAILLAMEMIMNMOMSNCNHNMNVOHOKSCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Joanna Horton - Financial Advisor | TrueAdvisor