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Christopher Hamm

32 Years of Experience
Jacksonville, FL
2 DisclosuresBroker

Christopher Hamm is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Jacksonville, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

9000 Southside Blvd, Ci Client Management, Jacksonville, FL, 32256

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
Customer Dispute
June 2008
Settled
Other Business Activities

Christopher is the sole owner of Pen and Page Publications, a small part-time business that publishes books using Amazon Kindle Direct Publishing. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - Present · 14 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2002 - October 2011 · 9 yrs 4 mos
Wells Fargo Advisors, LLCBroker
June 2002 - October 2011 · 9 yrs 4 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
May 1993 - February 2000 · 6 yrs 9 mos
F.N. Wolf & CO., INC.Broker
June 1991 - August 1991 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.