Frank Cuenca
Frank Cuenca is a registered investment advisor at Independent Financial Group, LLC, based in Carefree, AZ, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Carefree, AZ
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2017Customer Dispute
September 2002Other Business Activities
Frank owns two rental properties since January 2023. He dedicates minimal time to these activities.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
International Assets Advisory, LLCBroker
International Assets Investment Management, LLC
Sii Investments, INC.
Sii Investments, INC.Broker
The Retirement Group
Securities Service Network, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Linsco/private Ledger CORP.Broker
Allmerica Investments, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.