David Oconnor
David Oconnor is a registered investment advisor at Waterford Capital Investment Advisory Services LLC, based in Addison, TX, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 106 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Location
14275 Midway Road, Suite 138, Addison, TX, 75001
Get directionsHistory
Regulatory History (2)
Regulatory
December 2001Customer Dispute
October 1999Other Business Activities
David is the president of Waterford Capital Investment Advisory Services, LLC, dedicating nearly full-time hours to this role. He also owns Dipshit Radio, LLC, spending minimal time communicating on sport events.
Employment History
Current Registrations
Waterford Capital Investment Advisory Services LLC
Waterford Capital, INC.Broker
Previous Registrations
Northeast Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.