Mark Thornton
Mark Thornton is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fairfield, IA, with 31 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1776 Pleasant Plain, Fairfield, IA, 52556
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Regulatory History (1)
Criminal
November 2003Other Business Activities
Mark referees junior high basketball, softball, and baseball, starting in 2010, and dedicates minimal time to it. He is also the president of Carry On Bags, a non-profit organization, since 2014, dedicating minimal time to it.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Retirement Plan Advisors, LLC
Cambridge Investment Research, INC.Broker
Investment Centers of America, INC.Broker
Pruco Securities CorporationBroker
Nationwide Investment Services CorporationBroker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.