Michael Tolle is a registered investment advisor at LPL Financial LLC, based in Crestview Hills, KY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
529 Centre View Blvd, Crestview Hills, KY, 41017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael works as a minister, which is not investment related, since May 2021. He also operates his LPL business through Waddell and Reed, dedicating about a quarter of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Huntington Financial Advisors
The Huntington Investment CompanyBroker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Natcity Investments, INC.
Natcity Investments, INC.Broker
Legend Equities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Money Concepts Capital CORPBroker
Copeland Equities, INC.Broker
Kohn Financial CorporationBroker
Fidelity Brokerage Services, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.