Randy Roesler
Randy Roesler is a registered investment advisor at Cetera Investment Advisers LLC, based in Saukville, WI, with 34 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4002 County Rd I, Saukville, WI, 53080
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2025Employment Separation After Allegations
February 2013Customer Dispute
December 2004Customer Dispute
March 2004Other Business ActivitiesSells Insurance
Randy sells fixed insurance products, including life, disability, and long-term care insurance, dedicating a few hours per week. He also serves as an OSJ and Principal at Roesler and Associates Wealth Management, spending nearly full-time on insurance, tax planning, investments, retirement, and estate planning.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
LPL Financial LLCBroker
LPL Financial LLC
Park Avenue Securities LLCBroker
Allmerica Investment Management CO INC
Allmerica Investments, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.