David Johnson
David Johnson is a registered investment advisor at Prospera Financial Services, INC., based in Buckeye, AZ, with 34 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
4252 N Verrado Way, B101, Buckeye, AZ, 85396
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2004Other Business Activities
David is the founder/managing partner of Johnson Wealth Management, dedicating nearly full-time hours to overseeing the practice. He also serves as Board Chairman for Genesis College and Seminary and as a board member for Rotary Club of Verrado, AZ, dedicating minimal time to each.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Asb Financial ServicesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.