Prospera Financial Services, INC.

Prospera Financial Services provides comprehensive investment management, financial planning, and retirement consulting services to individuals, families, and business owners. Operating as both a registered investment advisor and a broker-dealer, the firm offers a wide array of advisory programs, including wrap-fee programs, model portfolios, and third-party money manager platforms. Clients can choose between discretionary portfolio management, where Prospera Financial Services makes investment decisions on their behalf, or non-discretionary services, where clients approve trades first. The firm tailors its services to individual client goals, risk tolerance, and financial situations while accommodating specific investment restrictions. In addition to investment management, advisors offer specialized financial planning covering retirement income, taxes, insurance, and estate planning. Prospera Financial Services works with several clearing firms and custodians, including Wells Fargo Clearing Services, RBC Clearing, and Charles Schwab, to execute trades and safeguard client assets. The firm specializes in working with retail investors, high-net-worth individuals, and corporate retirement plans.