John Monroe is a registered investment advisor, based in Columbia, SC, with 34 years of industry experience.
Location
1010 Wildewood Centre Dr, Ste B, Columbia, SC, 29229
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Regulatory History (2)
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Customer Dispute
March 2011Withdrawn
Customer Dispute
September 2006Denied
Other Business Activities
John is the owner of Monroe Financial Group LLC, providing financial advisory services since 2012, taking nearly full-time. He also owns an investment property in Tulum, Mexico, used for rentals, dedicating minimal time.
Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2023 - Present · 3 yrs 4 mos
Sanctuary Securities, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2012 - May 2023 · 11 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2012 - May 2023 · 11 yrs 4 mos
Morgan Keegan & Company, INC.
August 2006 - January 2012 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
July 2006 - January 2012 · 5 yrs 6 mos
First Allied Securities, INC.
February 2004 - July 2006 · 2 yrs 5 mos
First Allied Securities, INC.Broker
September 2000 - July 2006 · 5 yrs 10 mos
D.E. Frey & Company, INC.Broker
July 1997 - October 2000 · 3 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
November 1995 - February 1997 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1991 - November 1995 · 4 yrs 5 mos
State Registrations14 states
CADEFLGAMANCNYPASCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.