Stephen Niles is a registered investment advisor, based in Doylestown, PA, with 34 years of industry experience.
Location
875 N. Easton Road, Suite 2, Doylestown, PA, 18902
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Regulatory History (2)
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Customer Dispute
June 2009Denied
Customer Dispute
March 2002Denied
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2019 - Present · 7 yrs
Raymond James Financial Services Advisors, INC
September 2019 - Present · 7 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2019 · 10 yrs 3 mos
Morgan Stanley
June 2009 - September 2019 · 10 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2005 - April 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Tucker Anthony IncorporatedBroker
April 1993 - July 2000 · 7 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
July 1991 - March 1993 · 1 yr 8 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.