Stephen Garrett
Stephen Garrett is a registered investment advisor, based in Birmingham, AL, with 34 years of industry experience.
Location
5120 Selkirk Drive, Suite 200, Birmingham, AL, 35242
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
December 2004Other Business ActivitiesSells Insurance
Stephen is involved with several outside business activities, including serving on the board of directors for the University of Southern Mississippi Alumni Foundation and as Treasurer Emeritus for Bassett Hound Rescue of AL. He also owns real estate, sells fixed insurance products through Fixed Insurance and PKS Financial, and works as an IAR for Summit Financial, spending about 60% of his time meeting with clients and providing investment advice.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Financial, LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.